BRIAN M. MORAN
Chief Compliance Officer
Brian M. Moran joined Biondo Investment Advisors in August 2018. He mostly recently served as Executive Director/CCO of Sterling Capital Management LLC where he was responsible for investment advisor, investment company, broker-dealer and trust compliance. He also served as CCO of the Sterling Capital Funds. Brian has over 30 years of financial services experience with focus on regulatory, risk, audit and compliance roles. Additional experience includes senior roles with TIAA, Wells Fargo, Deloitte, The US Securities & Exchange Commission, the US Commodities Futures Trading Commission and the New York Stock Exchange, Inc. Brian possesses an extensive track record of constructing and managing comprehensive compliance operations that enable diverse companies to efficiently navigate through a highly regulated, extremely competitive institutional, trust and wealth management marketplace providing in-depth knowledge to address legal, financial, operational and compliance issues with special expertise in the Investment Adviser and Investment Companies Acts of 1940; Securities Act of 1933 and Securities Exchange Act of 1934.
Brian holds a bachelor’s degree from Fordham University and a Certified Regulatory and Compliance Professional (CRCP) designation from the University of Pennsylvania, FINRA Institute at Wharton.